From Freetown, Sierra Leone.
Volume 1: Chapter 5: Methodology and Processes
CHAPTER FIVE
Methodology and Processes
Introduction
1.
The Truth and Reconciliation Commission Act of 2000 (the Act or the TRC
Act) charged the Commission with the sole authority to determine its
operating procedures and mode of work, especially with regard to
conducting investigations, research, statement taking and hearings. To
engage in these activities as well as to produce an impartial Final
Report, the Commission developed a philosophical and procedural
framework, which ensured that the appropriate rigour and fairness
standards were complied with in all aspects of its work. The policies
and procedures that guided the Commission’s work are discussed below in
detail.
Policies
Women and Children
2. Section
6(2) of the TRC Act stipulates that the Commission should give special
attention to the subject of sexual abuse and to the experiences of
children in the armed conflict. Section 7(4) of the Act enjoins the
Commission to implement special procedures to address the needs of
victims such as children, those who have suffered sexual abuse and
child perpetrators of abuses or violations.
3. During the
conflict, women and children were the victims of the most brutal
violations and abuses. It was necessary that they participated in all
the activities of the Commission to ensure that their voices were
heard. There was no single body or group representing victims’
interests in Sierra Leone. There are instead various institutions and
agencies, both local and international, providing services to women and
children victims of the war. Many of these agencies existed long before
the TRC was established and have been documenting violations and
abuses, providing psychosocial support services and carrying out school
enrolment and training programmes for women and children. The
Commission worked closely with many such organisations. Furthermore, in
2001, UNICEF organised a consultation on the participation of children
in the work of the Commission. That consultation supported the
participation of children in the work of the Commission and outlined a
number of measures to ensure the protection of participating children.
4.
The Commission entered into agreements with key partner organisations
for the provision of technical support. A Project Co-ordination
Agreement was signed in November 2002 between the Commission and United
Nations Fund for Women (UNIFEM). This partnership with UNIFEM was
intended to ensure that gender-based violence was properly accounted
for during the Commission’s work. It also served to encourage the
fullest possible participation from women’s groups in Sierra Leone in
the work of the Commission.
5. A second framework agreement was
signed between the Commission, UNICEF and some Child Protection
Agencies to provide the Commission with technical assistance to during
statement taking and hearings in which children were participating.
6.
The framework agreements entered into by the Commission with UNIFEM and
UNICEF respectively are discussed in detail in the relevant sections of
this report. As a public institution, the Commission felt that it was
necessary to develop further policies to underpin its work with women
and children, often after consultations with civil society and other
stakeholders. Some of these policies are outlined below.
General policy
7.
The Commission paid specific attention to the security and well-being
of the children who appeared before it. Furthermore the Commission
acted in a gender-sensitive manner by ensuring that women were well
represented on its staff and by reaching out to women so that they
could participate fully in all of its phases and processes.
Policies relating to statement taking and hearings
8.
The Commission took testimonies from women and girls with an emphasis
on the gender-specific nature of the violations and abuses they
suffered. The Commission ensured that all its staff members were
sensitive in their dealings with gender-based violence and that its
statement takers, in particular, were properly briefed and trained. In
conjunction with experts in gender-based violence, the Commission drew
up a set of guidelines for dealing with victims of sexual violence in
the statement-taking programme.
9. All the children who appeared
in hearings did so in closed or confidential sessions. The Commission
organised special public hearings on children and sexual violence to
bring the issues around their experiences to the centre of public
discourse. The physical and psychological security of children
participating in the Commission’s activities was paramount.
Policies relating to report writing
10.
The Commission ensured that gender-based violations and abuses were
properly investigated and given extensive attention in its final
report. The partnership with UNIFEM was to result in a dedicated
chapter on the experiences of women. The Commission kept disaggregated
data in respect of gender-based violence. The Commission also requested
submissions and recommendations from institutions working with women
and girls and those focussed on sexual violence issues. These materials
would enable the Commission to formulate recommendations on the issues
most pertinent to women and girls.
11. The Commission included in
its Final Report a special section on children, along with a range of
recommendations specifically designed to address the needs of children.
The Commission also produced a child-friendly report with the support
of UNICEF.
Statement Taking
12.
In Sierra Leone, violations and abuses were committed on a wide scale
and by all the factions in the conflict. It was not possible for the
Commission to investigate all the violations and abuses that where
committed during the civil war. Consequently the statement taking
exercise aimed at representing the general spread of human rights
violation and abuses. This enabled the Commission to obtain a sample of
violations and abuses that occurred, such that “many people could
relate to the narratives and the experiences told by those who
testified before the Commission”.
Media and Civil Society Participation
13.
A TRC process is by nature a public process. Its success depends on
public participation. The Commission organised its public interactions
according to several principles. The most important of which was the
need for public ownership and participation in the Commission’s
activities and processes, as emphasised in both the Lome Peace Accord
and the TRC Act. The media was an important tool in that respect.
14.
Based on this philosophy of public ownership and participation, the
Commission relied extensively on civil society to carry out the public
education and sensitisation of its activities. The Commission developed
partnerships with Sierra Leonean civil society organisations for public
education on the different phases of its work. The implementation of
the recommendations and in particular the reparations programme will
depend in large measure on how civil society engages the government and
other state institutions.
15. The media policy of the Commission was designed to ensure that:
a.
The Commission was accessible to the public at all times. It also
conducted many open processes that allowed the public to be aware of
the activities.
b. Public education about the TRC process was a joint responsibility that the Commission shared with its civil society partners.
c.
The radio, being the most popular means of communication in Sierra
Leone, was utilised as much as possible for sensitisation and public
education. Radio is often the only way in which remote communities are
connected to the rest of the country. The level of illiteracy prevented
the print media from reaching out to the general population.
16.
Following the principle of popular ownership of the TRC process, a
National Vision campaign was organised to invite Sierra Leoneans to
construct their images of a future Sierra Leone in the form of
scholarly and artistic submissions. The National Vision for Sierra
Leone will give impetus to the Commission’s recommendations.
Reconciliation
17.
Civil society had been doing much work on reconciliation prior to the
start of the Commission. Through the efforts of UNICEF and the Child
protection Agencies a number of child combatants were settled back into
their communities after the performance of traditional ceremonies.
Communities performed traditional cleansing ceremonies and other
rituals. The faith community was also very strong in promoting
reconciliation in the communities. The Commission wished to build on
these efforts and encourage them. Within the time frame available to
the Commission, it would not be able to actively engage in
reconciliation activities all over the country.
18. The Office
of the High Commissioner for Human Rights, (OHCHR) in Geneva, had
commissioned a preliminary study on traditional methods of
reconciliation and conflict resolution in Sierra Leone by a local NGO,
Manifesto 99. The report of that study indicated the tremendous roles
chiefs, elders and religious institutions could play in facilitating
and promoting reconciliation in the communities. The challenge before
the Commission was how to mobilise these institutions and bring them
together under one umbrella to strengthen the potential for
reconciliation in the communities. The Truth and Reconciliation Act
also enjoined the Commission to seek assistance from chiefs and
religious leaders in promoting reconciliation.
19. After a
number of visits to all the districts in the country and widespread
consultations with chiefs, civil society representatives, religious
leaders and members of community organisations, between August and
November 2002, the Commission decided to establish district support
committees. These committees would be composed of members of civil
society in the district, including chiefs, religious leaders and
members of the armed factions. The aim was to replicate these
committees in the chiefdoms. The work of the district support
committees was to facilitate the Commission’s engagement with people in
the districts during statement taking, hearings and reconciliation
activities. The Commission would refer any conflicts or potential
conflicts to a district support committee. It was recognised by all
relevant stakeholders that the Commission could not visit every
community to organise hearings or facilitate the resolution of any
existing disputes. These committees would have the responsibility for
further engaging in “community palava management sessions” at their
respective “barrays”. At these sessions, each community would decide
what it considered most important to engage in to promote
reconciliation and it would be the work of these committees to support
that effort.
Issues of Confidentiality
20.
According to the TRC Act, “at the discretion of the Commission, any
person shall be permitted to provide information to the Commission on a
confidential basis and the Commission shall not be compelled to
disclose any information given to it in confidence.” This provision
allowed witnesses to testify confidentially, at the discretion of the
Commission. Also, it protected the Commission from having to reveal the
information it collected to third parties.
21. In relation to
confidential testimony, the Act further states that the Commission was
to “take into account the interests of victims and witnesses when
inviting them to give statements, including the security and other
concerns of those who may wish to recount their stories in public.” The
Commission could conduct interviews and hearings in private, when it
considered it necessary.
22. In designing its policy on
confidentiality, the Commission had three major concerns: fulfilling
its truth seeking purpose, ensuring the security of witnesses, and
addressing its healing mandate. Truth seeking entails that the
information collected from witnesses is used for investigation and will
appear in the Final Report. Security and healing considerations require
the Commission to take into account the personal history of each
witness. For instance, some witnesses may wish their information to
remain confidential in order to avoid persecution by perpetrators. Some
witnesses might require confidentiality because of fear of rejection by
their communities.
23. The Commission had to consider the impact
of the Special Court on the willingness of perpetrators to come
forward. Some perpetrators were afraid of either being indicted by the
Court or being called as witnesses to testify against their former
commanders. By extending confidentiality to them, the Commission hoped
to convince them to reveal valuable information that would enable the
Commission construct the truth about the conflict.
24. Where the
statement giver had requested confidentiality, his or her name as well
as any details permitting the identification of the statement giver,
were not to be captured in the database or the Commission’s Final
Report. The Commission would use the information without reference to
the identity of the witness.
25. The TRC Act also states that:
“the Commission may implement special procedures to address the needs
of such particular victims as children or those who have suffered
sexual abuses, as well as in working with child perpetrators of abuses
or violations.” The Commission decided that child statement givers
would be granted confidentiality automatically, without having to
request it and those children would only appear in closed hearings.
Children are vulnerable and the Commission felt it was its duty to
extend a special protection to them. Women victims of sexual abuse were
also encouraged to appear in closed hearings.
26. The agreement
entered into by the Commission with UNICEF and the Child Protection
Agencies was to ensure that children had the full protections at all
stages of their participation in the work of the Commission. Child
protection agencies oversaw the process of children testifying before
the Commission. The participation of these agencies in statement taking
offered assurance, comfort and security to the children. Counselling
and psychosocial assistance was on hand for children. It was important
that the children’s emotional and physical well-being was assured at
every stage of their participation in the work of the Commission.
Research and Investigations
27.
Section 6 (2) (a) and (b) of the TRC Act stipulates that the Commission
should “investigate and report on the causes, nature and extent of the
violations and abuses […] by undertaking investigations and research
into the key events, causes, patterns of abuse or violation and the
parties responsible”. The first issue was to identify the key events,
causes to the conflict and parties involved.
28. The UN Office
of the High Commissioner for Human Rights (OHCHR), Geneva, commissioned
a preliminary investigation into the violations and abuses perpetrated
in the conflict, to provide background information to the Commission as
it determined its research and investigation priorities. The project
was contracted by OHCHR to a consultant working with the Campaign for
Good Governance (CGG), a Sierra Leonean NGO. The project consisted of a
statement-taking exercise in which 1, 316 statements were collected
throughout the country. In addition, several interviews were conducted
with selected individuals who provided in-depth insights into the
conflict and reasons behind the violations committed. The report into
this ‘Mapping Project’ was a comprehensive preliminary assessment of
the nature and extent of the violations committed. The report was used
by the Commission to determine the categories of violations to be used
in its database and to attain an overview of the key events of the
conflict. ‘Window cases’ for investigation were partly derived from the
information provided by the CGG report.
29. The Ford Foundation
provided financial support for a preliminary research on the
“Antecedents of the Rebel War” by the Research and Publication Bureau
the Fourah Bay College, University of Sierra Leone for the Truth and
Reconciliation Commission. This research provided the Commission with
background information on the district and local dynamics and
historical antecedents of the conflict. The report assisted the
Commission in developing some of the themes that constituted its
research agenda.
30. In understanding and analysing the
conflict, the Commission deemed it necessary to devise a periodisation
of the conflict that adequately reflected its main phases. To the
extent that the greatest preponderance of key events in the military
and political history of the conflict, not to mention the
overwhelmingly majority of violations and abuses stemming from them,
were driven by the combatants of the Revolutionary United Front of
Sierra Leone, it was considered appropriate that the periodisation
should reflect the evolving character of the conflict as it was
prosecuted by that faction. The phases determined by the Commission for
its own purposes were as follows:
- Phase I: Conventional Target Warfare: from immediate antecedents until 13 November 1993.
- Phase II: Guerrilla Warfare: from 13 November 1993 until 2 March 1997.
- Phase III: Power Struggles and Peace Efforts: from 2 March 1997 until the conclusion of the conflict on 18 January 2002.
Research
31.
Themes of research were designed in accordance with the Commission’s
mandate, as set out in Section 6 (2) of the TRC Act. The Commission
decided on twelve research themes, each of which has contributed one
chapter to either Volume Three A or Volume Three B of this Report. The
themes address the antecedents and causes of the conflict, the context
in which the violations and abuses occurred and the question as to
whether those violations and abuses were the result of deliberate
planning, policy or authorisation by any government, group or
individual. Themes were also devoted to women, children and youth, as
well as the role of external actors in the conflict.
Primary and secondary sources
32.
The Commission used both primary and secondary sources to write its
Report. Primary sources are the statements, testimonies given at
hearings, unpublished material received from different sources in
particular, the Office of the Attorney General and Minister of Justice
and the Criminal Investigation Department of the Sierra Leone Police
Services, submissions and interviews conducted by researchers and
investigators. All of these materials have enabled the Commission
conduct a comprehensive documentation of human rights violations in the
country. Secondary sources used are reports from international and
national organisations, books, articles from journals and other
publications. Primacy was given to original sources in order to capture
and integrate the experiences of the people of Sierra Leone.
Investigations
33.
The methodology chosen for investigations was to focus on a selection
of ‘window cases’. The Commission decided to identify patterns and
peculiarities in the conflict that enabled the roles played by all
relevant actors to be highlighted. The window cases had to be
representative of the different experiences, group affiliations and
human rights violations that the Commission would report on. The
investigations were designed to complement the research activities of
the Commission by providing specific information on the important
events and junctures in the conflict.
34. There are thousands of
incidents and personal experiences that could warrant classification as
window cases, but the Commission based its selection on the following
criteria:
- The nature of human rights abuses and violations experienced in different Regions and Districts;
- The range of victims and/ or perpetrators, including state and
non-state actors, who suffered and/ or participated in such abuses and
violations;
- The various ethnic groupings of victims and/ or perpetrators;
- The significance of particular incidents or events within the broader context of the conflict;
- The impact of particular incidents, events or actors on a significant number of people or on the course of the conflict; and
- Particular dynamics or types of behaviour among the fighting
factions that required to be explained, either because of their
systematic nature or because they figure prominently in the public
consciousness of the conflict.
35. According to these criteria, the Commission was able to
identify a total of sixteen window cases during the course of its
investigations. Each window case is described briefly below:
The events at Bomaru
36.
Bomaru is the town in Eastern Sierra Leone where violent conflict first
started. The Commission found it necessary to document exactly what
happened in the first few days of the conflict in order to understand
the parties and their involvement in the conflict. This investigation
also focused on the origins, the training and the incursion into Sierra
Leone of the RUF.
Transformation of the Civil Defence Forces (CDF) into a fully-fledged fighting force and the establishment of Base Zero
37.
This inquiry looked at the formation of the CDF and the establishment
of Base Zero, reputed to be the main headquarters and training station
for the Kamajors. Allegations of human sacrifice and cannibalism, as
well as large scale human rights abuses including summary executions,
had to be investigated to offer deeper understanding of the CDF and its
operations.
The NPRC executions of December 1992
38. It
was alleged by the NPRC regime that a coup had been attempted against
the government on 28 December 1992. On the basis of this allegation, 29
persons were arrested and executed. A large segment of the Sierra
Leonean public had always doubted the veracity of the NPRC’s allegation
that a coup was attempted. There were also persistent claims that those
executed were not given a fair trial. This became an important window
case for investigating the human rights situation under the NPRC
government.
 |
| President Kabbah arriving to declare open the commencement of public hearings by the Commission |
The destruction of Koribundo
39. The CDF was alleged
to have destroyed the town of Koribundo in 1998 because the townspeople
allegedly supported a detachment of AFRC soldiers based there during
the AFRC junta regime. Very senior officers of the CDF were alleged to
have visited the town and told the people that the town was being
destroyed as punishment for their perceived support of the AFRC.
The role of mercenaries in the conflict and the role of ULIMO
40.
This investigation sought to determine at what points external parties
got involved in the conflict. It also focused on the nature and impact
of the involvement of mercenaries. These two window cases provided a
lens for highlighting the military activities of non-Sierra Leonean
actors in the conflict.
The role of the Special Security Division (SSD) in the conflict
41.
The paramilitary wing of the police, known as the SSD, was charged with
maintaining public order. It became a tool of abuse and manipulation by
politicians and eventually got sucked into the war, fighting as one of
the pro government forces. The transmutation of the SSD and the lessons
that flow from its involvement in the war made it an important window
case.
Mass graves
42.
The Commission sent investigators to several Districts in Sierra Leone
in order to identify mass graves. These missions were not meant to
produce an exhaustive survey of mass graves in the country. The goal
was rather to give Sierra Leoneans a sense of the human loss in the
conflict in different parts of the country, along with existing or
potential measures to protect these sites, including the construction
of memorials in remembrance of the dead.
The role of ECOMOG
43.
ECOMOG entered Sierra Leone to provide general security as a
peacekeeping force. ECOMOG got sucked into the conflict and fought on
behalf of the government. It eventually became the only conventional
military force in the service of the government. This inquiry
investigates how this anomalous situation came to pass.
The invasion of Freetown on 6 January 1999
44.
The 1999 invasion of Freetown is the event that finally forced the
world to acknowledge the atrocities against civilians in Sierra Leone.
It catalysed international intervention. There had been socially
accepted truths about who was responsible for attacking and defending
the city. It was necessary to uncover the plenitude of actors,
experiences and dynamics behind an invasion that occurred when ECOMOG
was said to be in full control of Freetown.
The role of the media in the conflict, especially Radio 98.1 FM
45.
Media organs became tools of propaganda during the conflict. At a time
when the elected government was in exile, one of its major challenges
was how to keep up the morale of the populace and counter the
propaganda of the AFRC regime through the state media. This inquiry
focused on whether certain branches of the media exacerbated the
conflict through their reporting and commentary.
The Westside Boys’ hostage taking of 11 British army officers and one Sierra Leonean army officer in August 2000
46.
This incident dramatised the fragile nature of the peace agreement
signed at Lomé on 7 July 1999 and questioned the commitment of elements
of the AFRC to sustaining the peace. It also raised questions about the
capacity and willingness of the international community to respond to
the challenges posed by the precarious peace that existed in the
country.
The hostage taking of UN Peace Keepers in May 2000 and the demonstrations of 6 to 8 May 2000
47.
These two, virtually concurrent events seriously undermined the Lomé
Peace Agreement. There has been a widely accepted social truth about
the events of May 2000 as they unfolded in Freetown and in the
Provinces. It was necessary to establish whether this social truth
matched the facts.
The Detentions, Treason Trials and Executions of 1998
48.
This window case interrogated the weaknesses and challenges facing the
judiciary during its most trying moments in the conflict. How did the
judiciary respond to pressures from the ruling elite in the face of
widespread public sentiments for victor’s justice? Did the detentions,
trials and executions of 1998 deviate from accepted judicial and
procedural protections?
Corroboration Issues
49.
Statement takers were asked to corroborate material information
received in the statements. For instance, if a statement giver
mentioned witnesses, victims or perpetrators who were part of the
events described in the narrative, statement takers were required to
try to find the named persons and corroborate the information given. If
the named persons resided in another District, they were to request the
District Co-ordinator there to ensure that follow-up interviews were
conducted. Statement takers were also tasked to collect any supporting
document that statement givers wished to bring to the attention of the
Commission. They were to make a special note if they identified a site
of interest, such as a massacre or torture site, or a mass grave. This
information was subsequently used for further investigations.
50.
The Commission also used its official database as a tool for
corroboration. Events were coded according to location, time and the
actors involved. Common links between the statements could therefore be
identified and several accounts of the same event could be examined
together.
51. In practice, several problems arose with regard to
corroboration. Many statement givers who mentioned the names of
witnesses did not know their whereabouts. Full details about witnesses
were often missing. For instance, people who were abducted together by
armed factions often hardly knew each other and were only bound by
their common experiences. Many witnesses had moved, sometimes from
displaced camps back to their communities. Time constraints prevented
the conduct of extensive corroboration activities.
Report writing
52.
The major product of a truth and reconciliation commission’s inquiry is
its Final Report. The Commission’s mandate included the creation of an
impartial historical record. This required the Commission to be
independent from all the actors in the contested history, including
government and all political parties. The Commission had to demonstrate
that with regard to the perpetration of violations, irrespective of who
committed them, it had examined all violations and commented on them in
the same balanced way.
53. In order to create an authoritative
account of the history of the conflict, the Commission had to cover the
full breadth of violations carried out during different time periods.
It was not enough to look only at violations of civil and political
rights; it was also necessary to focus on the structural nature of
economic dispossession insofar as they constitute causes of conflict.
54.
The project document produced by the Office of the High Commissioner
for Human Rights, Geneva envisaged the creation of six departments
including research. The Commission decided that research could not be
separated from investigations. Research and investigations are not ends
in themselves. Rather, they are means for producing the final Report of
the Commission. They feed and reinforce each other. The Commission
decided to create an operational unit that would collate all
information available to the Commission, be responsible for analysing
them, and integrating them into the final Report. An Information
Management Unit was created to supervise the research, investigations
and data management units of the Commission. This would be the channel
for processing information received by the Commission and passing them
on to the Commissioners. This unit would also be responsible for
producing the final Report of the Commission.
55. The project
document on the Commission assumed that the staff would be responsible
for producing the final Report and that the Commissioners would also
participate in the production of the Report. The project document had
anticipated a scaling down of the staff component of the Commission as
certain phases in the work of the Commission were finalised.
56.
The final decision on what went into the Report rested with the
Commissioners. The Commissioners were tasked with ensuring that the
final Report accords with the injunction in the TRC Act to produce an
impartial historical record.
Internal Decision-Making Processes and Consultations
57.
The report writing personnel included researchers, investigators, data
analysis staff, unit heads and Commissioners. They were divided into
thematic groups for each of the research themes. Each group had to
create a management plan with detailed timeframes for the achievement
of research and investigation objectives. The narrative and the
analysis of each research theme was discussed in monthly plenary
meetings organised by the Information Management Unit and at thematic
group meetings that took place on a regular basis.
58. With the
conclusion of hearings on 5th August 2003, a report writing workshop
and a conference involving all the Commissioners and staff was held at
the Sierra Guest House from 26th to 30th August 2003. The Commission
grappled with the question of what its report was meant to achieve and
the philosophical approach it would take in relation to the final
Report. Volumes and size were also deliberated on. The objectives and
format of each of the chapters were discussed and agreed upon.
59.
At the report writing conference, which took place at Lakka Beach, from
30th August to 3rd September 2003, each of the themes constituting the
final Report was unpacked to deal with issues such as meaning; context;
content; resources; impact; time frame and outcome. The Commission
grappled with the question of how to reflect its mandate in the final
report and the peculiarities of its experience relative to the
literature on the operational work of truth commissions. Other
important issues that engaged the Commission at the conference included
the question of reparations and how to deal with the accountability and
responsibility of perpetrators. The discussions were open and free
flowing. While the final responsibility for the conclusions rested with
the Commissioners, they sought the views of the staff on what would be
appropriate, fair and legal.
60. Where appropriate, the
Commission invited relevant stakeholders to make presentations on
relevant issues and on what would be appropriate recommendations. In
this connection, the Commission invited a number of ministers to
discuss possible recommendations in relation to the work of their
ministries. The Commission also held extensive discussions with the
leadership of the security forces. Many of the submissions received by
the Commission dealt with reform of the security institutions. Civil
society made substantial inputs into the recommendations, and in
particular the reparations programme.
61. An extensive amount of
time was devoted to deliberations on findings and recommendations.
Workshops were held throughout November and December 2003 between
Commissioners, senior staff and the researcher responsible for each
chapter. Researchers proposed findings and recommendations based on the
work they had done and in consultation with their thematic groups.
Based on the feedback received during the meetings, each researcher
conducted further research or provided further justification for the
proposed conclusions. This process continued until the Commissioners
were satisfied that all the issues had been analysed including the role
of the different actors, and that the conclusions derived from the
narrative represented an objective analysis of the issues.
Accountability and Naming of Names
62.
The issue of naming individual perpetrators is always controversial.
Truth commissions have used several approaches depending on their
resources, the specific context and their different mandates.
63. In the Sierra Leonean context, the major arguments in favour of the naming of individual perpetrators were:
a. The need for accountability, especially considering the amnesty clause under the Lomé Peace Agreement.
Truth commissions usually address impunity as part of their mandates.
This becomes paramount when, as in the case of Sierra Leone, there was
a general amnesty provision that prevented perpetrators from being
prosecuted. The naming of names was seen as a way of attributing
responsibility for human rights abuses and violations committed.
b. The need to address the victims’ healing.
The TRC Act required the Commission to pay special attention to the
needs of victims. Naming perpetrators provides acknowledgement for the
victims’ suffering and recognition of the wrongs that have been done to
them.
c. Accuracy of the historical record.
Attributing responsibilities for human rights violations and abuses
committed enhances the accuracy of the understanding of the conflict.
In the case of Sierra Leone, the role of many perpetrators is poorly
known and myths have been created around them.
64. However, there were arguments against the naming of names. These included:
a. Lack of resources.
The strongest argument was the lack of time and human resources to
engage in the investigations necessary for naming perpetrators. The
process of naming perpetrators would include notifying them of the
allegations against them, providing all necessary proof and giving them
sufficient time to respond.
b. The danger to appear arbitrary. Due
to its limited life span, the Commission could not engage in
considerable investigation of every aspect of the conflict. While
conclusions can still be extracted from the evidence collected, the
naming of individual perpetrators requires extensive and conclusive
evidence on every allegation. While the Commission possessed strong
evidence against certain individuals, it would have been unable to name
others. It therefore ran the risk of being perceived as partial.
65.
Several perpetrators appeared in public hearings and were named or
identified in their communities by victims or witnesses. The Commission
gave them the opportunity to respond publicly to these allegations.
Many victims were able to identify their perpetrators. Where the
perpetrators were named in the victims’ narratives, the Commission
sought to corroborate specific allegations.
66. In presenting
the narrative of the conflict, the Commission made several findings
concerning the responsibility of the respective factions and certain
individuals. These findings were based on empirical evidence linking
the perpetrators to the violations. Where the evidence was
inconclusive, the Commission declined to make a finding. Most of the
Commission’s findings were made against the armed factions that
participated in the conflict rather than against individual
perpetrators. However, where the information at the disposal of the
Commission pointed conclusively to the role of an individual in the
conflict the person in question was named. The Commission published the
names of all the leaders of the respective factions in its Findings
chapter. The Commission holds all these leaders accountable for the
violations and abuses that were committed by members of their
respective factions.
Organisation of the Report
67.
There were two competing perspectives before the Commission on how to
organise the final Report. One perspective was to write a report of 200
pages or less which would summarise the narrative and present the
Commission’s conclusions and findings. This was an attractive option
considering the resource constraints under which the Commission
operated. The Commission rejected this option for a number of reasons.
68.
The Commission felt that a brief report would do injustice to the range
of issues that account for the conflict in Sierra Leone. While a number
of issues triggered the conflict, there were clear structural issues
dating back to the time of colonialism. If these issues were not
addressed in detail, the Commission would not have met its broad
ranging mandate. The individual, factional and institutional fluidities
assist an understanding of the dynamics of the war. Without this
nuanced interpretation, the real history may have been lost in a
summary. A nuanced interpretation required that the narrative be
discussed in depth, including the roles and experiences of people,
institutions and the respective factions.
69. The Commission
recognised that a truth commission report speaks to different targets
and audiences. Some may be interested in a statistical summary while
others want a simplified version of what happened. The Commission
accordingly decided that its report would be published in several
volumes. The Commission collected thousands of hours of video testimony
as it travelled around the country engaging the people of Sierra Leone.
Selected footage has been incorporated into a groundbreaking video
version of the report. The Commission entered into a partnership with
WITNESS, an international NGO based in New York to produce the video
report. The video version of the Report will be an important tool for
purposes of public education in relation to the report and its
recommendations.
70. In recognition of the limited time it had
for its operational work, the Commission decided that many of its
materials should be made available to the public as a basis for
encouraging further research and inquiry. It was decided that all the
public testimony and submissions should be published in an appendix
volume. Since these documents ran to some 3, 000 pages in total, the
Commission decided that the testimonies and submissions should be
published in electronic format only, on a CD-Rom accompanying this
report.
71. At a technical meeting on “Children and the Truth
and Reconciliation Commission for Sierra Leone” convened in June 2001
by UNICEF, the National Forum for Human Rights and UNAMSIL Human Rights
Section, it was resolved that the Commission should publish a
simplified version of the Commission’s Report for children. During the
Commission’s thematic hearings on children, the Children’s Forum
Network (CFN) called on the Commission to produce “a child-friendly
version of the Truth and Reconciliation Commission Report, which could
be used by teachers and children’s organisations, such as the
Children’s Forum Network, to disseminate the findings and
recommendations of the Commission to the children of Sierra Leone.” The
Truth and Reconciliation Commission Act 2000 further required the
Commission to pay special attention to the needs and experiences of
children during the armed conflict. The Commission was accordingly
mindful of the need to involve children in all aspects of its work.
72.
Building upon its partnership with UNICEF and the CPAs, the Commission
decided to create a “child-friendly version” of its report. It sought
and received technical assistance from UNICEF and the Child Protection
Unit of UNAMSIL, which assisted the Commission’s staff in the writing
of the child-friendly version. The members of the Children’s Forum
Network also collaborated with the Commission in the writing of the
Report. At a Children’s Parliament convened in Freetown by the Ministry
of Gender, Women and Children’s Affairs in Freetown in December 2003,
the Commission made a presentation to the representatives who had
assembled from all over the country on the key philosophical and
conceptual issues around the child-friendly version. The Commission
received substantive input from the Children’s Parliament on how to
make the report attractive to children and the kinds of issues they
would wish to see discussed.
73. The publication of a
child-friendly report is the first such initiative by a truth
commission. The Commission was imbued with a sense of history in
undertaking this significant exercise. It was important that the report
be accessible to children and that the contents not traumatise them.
The Commission is satisfied that its partnership with UNICEF, UNAMSIL
and the CPAs in this undertaking has led to the production of an
outstanding report that will prove to be an important educational tool
for children in Sierra Leone.
Processes
74.
The following section discusses the processes in which the Commission
engaged in the course of its work. These included public education and
media relations, statement taking, hearings and the creation of a
database.
Public Education and Media Relations
The Interim Phase of the Commission
75.
In August 1999, a coalition of human rights NGOs, professional groups
and development organisations was created under the direction of the
National Forum for Human Rights (NFHR). The coalition was named the
Truth and Reconciliation Commission Working Group, with Forum of
Conscience as the focal point. The purpose of the Working Group was to
involve Sierra Leonean civil society in the TRC process and to ensure
that civil society’s concerns would be addressed in the design of the
TRC Act and in the ways in which the Commission was going to undertake
its task.
76. The events of May 2000 put a hold on the
establishment of the TRC. In November 2000 and June 2001, NFHR and
UNAMSIL Human Rights Section organised two conferences on the Truth and
Reconciliation Commission to put the Commission back on the agenda of
civil society.
77. The TRC Working Group received funding from
the Office of the High Commissioner for Human Rights in Geneva to
conduct sensitisation and public education campaigns on the TRC. Its
central purpose was to prepare the ground for the establishment of the
Commission. Despite some problems between the Working Group and OHCHR
due to perceived poor management on the part of the Working Group, the
following activities were undertaken:
a. A national consultation on attitudes towards the TRC process, organised in Freetown in July 2000;
b.
Different workshops and sensitisation activities throughout the country
to galvanise public interest and involvement in the setting up of the
TRC;
c. Several radio and television programmes broadcast in
Freetown and in the Provinces for purposes of public education, with
members of the Working Group sitting in as panellists; and
d.
Starting in March 2001, the publication of a monthly magazine named
“The Truth Bulletin”, aimed at educating the public on the developments
in the TRC and its processes.
78. NFHR subsequently received
separate funding from UNAMSIL to conduct training for chiefs and NGOs
in the provincial areas. The National Commission for Democracy and
Human Rights (NCDHR) received funding from the OHCHR to produce a
booklet on the TRC and to translate it into several local languages.
79.
OHCHR provided funding to the International Human Rights Law Group to
conduct an assessment of the requirements of an effective sensitisation
and public information campaign on the TRC process.
80.
Following consultations by the International Human Rights Law Group
(“the Law Group”) and Sierra Leonean civil society, a Steering
Committee was created that included representatives of the TRC Working
Group, the Inter Religious Council, the Law Group itself, NFHR, NCDHR
and the Human Rights Section of UNAMSIL, to serve as the implementing
mechanism for the Law Group project.
81. The outcome of the Law
Group consultation was a consensus on the way forward. It was decided
to build a framework for the TRC sensitisation campaign. A four-day
workshop was organised from 7 to 10 August 2001 and was attended by 15
human rights activists representing key organisations involved in
promoting the TRC process. Participants developed a unified approach to
sensitisation on the TRC, emphasising consistent messages and a
framework for community meetings. Activities were planned in four
areas: radio and television; print media; community sensitisation; and
sensitisation of critical stakeholders. Focal points were designated
for each area and a coalition was created for the sensitisation
campaign that included the National Forum for Human Rights, the
Inter-Religious Council, the National Commission for Democracy and
Human Rights and UNAMSIL.
Supporting implementation of the TRC sensitisation campaign
82.
The Steering Committee provided training to implementing organisations
which were encouraged to submit project proposals to the Steering
Committee. These projects included:
a. General sensitisation: public awareness and education;
b.
Targeted sensitisation: specially designed programmes aimed at
particular audiences such as combatants and ex-combatants, refugees,
women and children; and
c. Critical stakeholders: in-depth
programmes aimed at ensuring understanding and support from
traditional, community, and religious leaders, DDR, humanitarian
organisations and media providers.
Enhanced co-ordination of sensitisation efforts
83.
The Steering Committee was to co-ordinate sensitisation activities by
all parties involved in the campaign, including private media, NGOs,
government institutions and people involved in the disarmament and
reintegration activities, ensuring that all these parties sent a clear
and consistent message on the TRC.
84. Due to management
problems, the Steering Committee could not implement the projects
identified in its operational plan. The Committee was revitalised with
the setting up of the Interim Secretariat of the TRC in late March
2002. The Interim Secretariat facilitated several meetings where the
contentious issues to effective sensitisation activities were ironed
out. Numerous sensitisation and public education activities were
carried out, such as radio programmes, publication of literature on the
TRC, training programmes for local chiefs and the appointment of
co-ordinators for each of the districts whose role was to conduct
sensitisation and organise public meetings on the TRC throughout their
respective districts.
85. The Law Group assisted in the
formation of a Women’s Task Force, a coalition of women’s groups, which
advocated for the creation of an enabling environment for the
participation of women in both the TRC and the Special Court processes.
86.
The Interim Secretariat visited all the districts in June 2002. The
purpose of these visits was to identify local partners for the
Commission and discuss collaboration on sensitisation with the district
co-ordinators and other stakeholders in the districts and to monitor
the activities undertaken by the members of the Steering Committee.
87.
The Law Group project was to have ended in late 2001. It was carried
over into 2002 because of the problems already identified. In essence,
while there was an Interim Secretariat for the Truth and Reconciliation
Commission, it didn’t have any funds to engage in public education and
sensitisation activities. Rather it had to depend on civil society
initiatives to inform the public about the work of the Interim
Secretariat and of the Commission, in the first few months following
the establishment of the Commission. The initial successes of the Law
Group and other interventions were not sustained. In the absence of
continued funding, these organisations could not continue their
programmes. This was at a time when the Commission had begun to outline
its objectives and what it intended to do during its preparatory phase.
The Preparatory Phase of the Commission
88.
Public education during the Preparatory Phase work focused on
explaining its mandate and role, the kinds of processes involved in a
truth and reconciliation commission, the areas of participation of the
public and how the Commission was different from the Special Court,
which had also been established by this time.
89. The Steering
Committee organised weekly radio and television programmes on SLBS
Radio and television. A skit was also produced and broadcast on SLBS
radio and television in Freetown and Bo. The Steering Committee
developed TRC slogans, which were produced in posters and leaflets and
printed in the local newspapers. A weekly 30-minute programme on the
TRC was commenced at Radio UNAMSIL. Following public demand, this was
extended to an hour-long live magazine programme, with a repeat
broadcast during the week. This scheduling continued throughout the
lifespan of the Commission.
90. The Commission engaged in
scheduled meetings with a range of institutions and groups, including
the Ministry of Information. These meetings were ongoing throughout the
preparatory phase. A number of media organisations like Radio UNAMSIL,
the SLBS, Radio Democracy, the Talking Drum Studio and a host of
newspapers also dedicated programmes and news to the Commission.
91. Regular
media and NGO briefings were organised at the Commission’s offices to
keep the public informed of its activities. These briefings also
allowed the Commission to respond to public concerns or inquiries.
92.
The Commission faced many challenges in conducting effective public
sensitisation. The establishment of the Special Court for Sierra Leone
raised the fears of many witnesses concerned about the relationship
between the TRC and the Special Court. Commission staff had to go to
great lengths to explain to ex-combatants that the two institutions
were independent of one another, that they would not share information
and that testifying before the TRC would not lead to being called by
the Special Court to give testimony.
93. The Commission initiated
many workshops and information sessions to educate people on the
benefits of the truth seeking process and the role the TRC could play
in helping people recover from their suffering.
94. The Barray
Phase was a weeklong awareness-raising exercise in each district
carried out in November 2002. Each Commissioner was assigned to visit a
number of districts and / or the Western Area. The objective of these
visits was to introduce the Commission, its policies and procedures to
the public and to undertake the following tasks:
a. Create a
support structure for the Commission in each district by convening
meetings of representatives of chiefs, local structures, religious
groups and NGOs, and receive public input on the reconciliation
procedures the Commission intended to implement;
b. Identify
focal points such as reputable NGOs that could serve as focal points
for the Commission in each district. The focal point would co ordinate
the activities of the support structure and possibly provide the team
leader for the statement taking teams; and
c. Explain the
operations, methods and procedures of the Commission for statement
taking and hearings, as well as announcing the views of the Commission
on other areas of potential concern, such as reparations, relationship
with the Special Court, confidentiality, issues of justice and impunity.
95. Commissioners
visited a range of people and institutions in each district, including
the Senior District Officers (the public administrators in charge of
the respective districts), Chiefs, Town Officials, provincial ministers
and secretaries, NGOs and religious groups. Town meetings were held. A
final meeting for the district was then held at the district
headquarters to which representatives came from all over the district.
At this final meeting a District Support Committee was established to
which the relevant institutions nominated representatives.
96.
Overall, the visits were not well planned. Too many visits were crammed
into a short time period because the Commission did not have the
resources for extended stays in the districts. This resulted in lost
opportunities to meet a wide range of people and limited the impact of
the effort.
97. In most of the districts, the District Support
Committees were filled with volunteers from civil society
organisations, many of whom lacked the financial resources to commit to
the work of the Committees. These Committees were supposed to provide
the support structure for the Commission’s activities, including
statement taking and hearings. However, lack of funding and poor
management impinged on the work of the Committees and no real work was
accomplished. In addition, the Committees were supposed to be
co-ordinated by the Interim Secretariat of the Commission, but a
staffing crisis prevented the Secretariat from accomplishing this task.
These support structures had to be re-established during the hearings
phase.
The Deployment Phase of the Commission
Statement Taking
98.
Jingles and slots for radio and television were produced and aired on
SLBS. The skits and jingles contained appropriate messages mobilizing
people to come out and give statements to the statements takers.
Posters with appropriate messages were also produced and distributed
nationwide through the Commission’s NGO partners and community-based
organisations. Slogans produced by the TRC Steering Committee were used
extensively.
99. Sensitisation during the statement-taking phase
focused on explaining the role of statement takers, the procedure for
statement taking and the fact that all statements were to be made on a
purely voluntary basis. The statement takers themselves handled the
bulk of the sensitisation, apart from the radio programmes and
advertisements. Each trip to a village or a town would start with a
visit to the Chief and elders to explain the role of the Commission and
the purpose and process of statement taking. When an agreement was
reached with the Chief, statement takers would address the village or
town population and begin taking individual statements.
Hearings
100.
A memorandum of understanding was signed between the Commission and the
Ministry of Information concerning airing of the Commission’s
programmes. On the basis of this agreement, the Opening Ceremony of the
hearings in Freetown was aired live on SLBS radio and television. It
was also broadcast live on Radio UNAMSIL. Other hearings in Freetown
and the district headquarter towns were broadcast live on Radio UNAMSIL
and SLBS radio. The Talking Drum Studios recorded hearings in Freetown
and the districts. On selected nights of public hearings, SLBS
broadcast a 45-minute television highlights programme featuring footage
of the proceedings.
 |
| Commission staff participate in the National Reconciliation Procession through the streets of Freetown on 6 August 2003. |
The Report Writing Phase
101. Sensitisation
during the Report Writing Phase started with the Commission’s 18th
media briefing, held on Wednesday 17 September 2003. Discussion
programmes were arranged on radio and television to sensitise the
public on the report-writing phase of the Commission’s work. During
this phase, most of the Commission’s activities were closed to the
public. It was necessary to keep the TRC and its work in the public
mind, so that people would be aware of the measures being taken by the
Commission to complete its mandate
102. A workshop was organised by
UNIFEM and the Commission with the participation of civil society
organisations and women from the provinces to garner input from them on
the recommendations that the Commission should make on women. A
conference on reparations was organised by the TRC Working Group to
make suggestions for recommendations to the Commission. The
International Centre for Transitional Justice and the International
Human Rights Law Group also facilitated a series of civil society
consultations on the possible recommendations that the Commission
should make. The outcome document was formally presented by civil
society to the Commission at a public briefing organised by the
Commission in December 2003.
The National Vision for Sierra Leone
103. Towards the end of its mandate, the Commission launched a National
Vision Campaign calling for contributions from the people of Sierra
Leone on their ideas and inspirations on the future of their country.
The campaign was advertised in print and electronic media.
104. The following guidelines were published for contributions:
a. Describe the kind of society the contributor would like to live in;
b. Suggest how to make Sierra Leone a better place to live in;
c. Set out the contributor’s hopes and aspirations for Sierra Leone;
d. Where the contributor would like to see Sierra Leone in 5 or 10 years;
e. Devise slogans for a national vision;
f. Supply poems, songs, paintings and photographs that symbolise the new Sierra Leone;
g. Provide anything creative that inspires peace and unity - and pride in being Sierra Leonean; and
h. Supply anything creative that symbolises the future of Sierra Leone.
105. Hundreds
of contributions were received. They were divided into categories,
including visual art forms, written contributions and theatre. Prizes
were awarded to the most original contributions based on their
visionary content, aesthetics, creativity and effort.
106. An
exhibition of the contributions was formally launched at the National
Stadium in December 2003. Subsequently, the exhibition was put on
display in Freetown at the National Museum. The exhibit was viewed by
hundreds of Sierra Leoneans, including President Kabbah and a number of
government Ministers.
Statement Taking
107. The
first component of the operational phase of the Commission was the
statement taking exercise. The TRC Act states that the Commission
should take individual statements as part of its information gathering
exercise. The purpose was to reach out to every part of Sierra Leone to
capture the experiences of the population, including specific groups
such as women, children and amputees.
108. The Commission started its
statement-taking phase on 4 December 2002 at Bomaru, Kailahun District,
where the first attack of the conflict had been reported on 23 March
1991. The statement taking exercise officially lasted for four months,
until 31 March 2003. At the formal end of the exercise, 7706 statements
had been collected.
The Statement Form
109. The
statement taking form had four major sections: victims, witnesses,
perpetrators and those who wished to give a statement on behalf of
someone else. Separate sections were required because the nature of the
questions varied from one group of statement givers to the other. For
example, in the perpetrator section, the Commission needed to ask the
statement giver about the command structure of the armed faction he or
she belonged to.
110. Several consultations were held with civil
society organisation on the design of the form, to ensure that it was
user friendly and contained all the relevant questions to which the
Commission needed to collect answers. Groups consulted included Pride,
Campaign for Good Governance, Manifesto 99, the National Forum for
Human Rights, Caritas Makeni, several women’s groups and UNIFEM.
111. After
these consultations, Commissioners and staff reviewed the draft form
and designed the final product. The statement form was composed of
eight sections, designed to provide information on basic issues around
the mandate of the Commission (including its confidentiality
provisions) and to record the personal details of the statement giver
and the narrative he or she told the statement giver.
112. The
statement form is reproduced in its entirety as an appendix to this
chapter. The statement form was printed in English, but the testimonies
were recorded in any language chosen by the statement giver and
subsequently translated into English by the statement taker.
Categorisation
113. The
Commission categorised statement givers into victims, witnesses,
perpetrators and those making statements on behalf of others. The
rationale behind the categorisation was to make the information
collected more accessible for the subsequent selection of cases for
hearings and for the Commission’s longer-term investigation and
research activities.
114. Statement givers were entitled to fill more
than one section of the form if they considered themselves to belong to
more than one category. Indeed, many people in Sierra Leone were
victims, perpetrators and witnesses at the same time. An example is the
case of a child soldier. If the child was forcibly enlisted, he was a
victim. On the other hand, after his forced recruitment, he was likely
to have committed human rights violations during his time as a
combatant, thus qualifying him as a perpetrator. Furthermore, the child
soldier was likely to have been a witness to atrocities committed by
others.
The Hiring of Statement Takers
115. In
addition to suggestions on reformulation of the draft statement form,
NGOs and partners provided the Commission with suggestions on how to
conduct the statement-taking exercise and especially on how to
encourage people to make statements. Statement taking was conducted on
the basis of the following inputs:
a. Sensitisation should occur
prior to the commencement of statement taking in order to increase
awareness among the general population. Sensitisation should include:
explanation of the differences between the TRC and the Special Court;
reassurance for ex-combatants that the two bodies were completely
independent of one another and would not share information; and the
purposes of the TRC, which included creating an impartial historical
record and making recommendations to the government and other
institutions;
b. The Commission should hire at least two women as
statement takers in each district to take statements from women victims
of sexual abuse. The hiring policy was to reflect gender balance among
the statement takers. This policy was largely fulfilled, except in
Kambia District, where only one woman applied to be a statement taker;
c.
Statement takers should be hired from the district in which they lived
and should take statements for the Commission in their home districts.
Statement takers should be well known in the community, in order for
people to feel comfortable speaking to them. They should speak the
local languages of the district, in order to give confidence to
statement givers and to protect the confidentiality of their testimony
by reducing the need to resort to interpreters;
d. Statement takers
should be trained to explain carefully to statement givers what
confidentiality means and allow statement givers to request
confidentiality based on an informed choice; and
e. All statements from children should be declared confidential.
116. Three
Regional Co-ordinators were hired for each of the three provinces. They
were to supervise statement taking in their respective provinces. Five
statement takers were appointed for each district, one of whom would
act as the District Co-ordinator. The role of the District Co-ordinator
was to supervise the daily taking of statements by developing a work
and deployment plan, as well as managing the resources provided by the
Commission. Resources supplied included a 4x4 vehicle, audio and video
recorders. Co-ordinators were required to liaise with the police and
the Chiefs in each district to make communities aware of their presence
and ensure the safety of their teams.
Training and Deployment
117. Prior
to deployment, District Co-ordinators and Statement takers received a
three-day training workshop. The first training took place in Kenema
for statement takers from the Eastern and Southern regions from 26 to
28 November 2002. The second one took place in Freetown for the
Northern region and the Western Area from 30 November to 2 December
2002. Commission staff, UNAMSIL and NGO partners conducted the training
programmes.
118. The training was divided into three modules. The
first module addressed the mandate and functions of the Commission. The
second module provided an understanding of human rights issues,
interviewing techniques, confidentiality and corroboration issues, and
how to use the Commission’s statement form. The third module was
composed of special interview techniques for specific groups: women and
girls, victim of sexual violence, children and ex-combatants. Specific
instruction was given on how to deal with post-traumatic stress
experience by interviewees. All the modules included exercises and
interactive role-playing. Statement takers were instructed to use the
one on one interview technique. Statement takers were provided with a
Manual for guidance and reference (see appendix section).
119. At
the end of the training, the teams were deployed for a pilot phase of
statement taking which took place from 4 to 20 December 2002. This was
followed by a review session from 7 to 9 January 2003. After analysing
the problems and challenges faced in the pilot phase, modifications
were made to the statement form and statement taking resumed. The
second period extended from 9 January to 31 March 2003.
120.
The statement form was accessible on the Internet for Sierra Leoneans
living abroad. The Commission also engaged in statement taking in
neighbouring countries to reach out to Sierra Leonean refugees in
Guinea, Ghana, Gambia and Nigeria. During the exercise, 46 statements
were collected from Guinea, 59 from The Gambia and 70 from Nigeria
(making a total of 175). Since there was a high concentration of
refugees from Sierra Leone in refugee camps in Guinea, the Commission
sent a District Co-ordinator who spent two months on the ground. UNHCR
Sierra Leone, through its office in Guinea, provided logistical support
for this exercise.
On-going Monitoring and Assessment
121.
In order to ensure quality, evaluate performance, identify problems and
implement remedial measures, the Commission engaged in on-going
reviews, assessments and monitoring of the statement taking process.
Commission officials made several field trips to monitor the work of
statement takers. Meetings with Regional Co-ordinators, District
Co-ordinators, Statement takers, Commissioners and NGO partners were
held on a regular basis to assess the logistical and substantive
problems encountered on the ground. Those attending the meetings
reported problems with logistics, difficulty using the statement form
and the need for more sensitisation.
122. A second
evaluation conducted early in February 2003 showed significant
improvement in the quality of the narratives recorded. Some problems
were identified which included: statement takers were not asking enough
details about the perpetrators and the armed factions they belonged to;
and more details were needed concerning the actual circumstances of the
interview itself. The Commission needed to know why some interviews
were stopped before the end. Did the statement giver decide to stop?
Did security concerns require the statement taker to interrupt it?
These problems were addressed in subsequent meetings with the statement
takers. The Head of Information Management also travelled to all the
districts to meet statement taking teams and address problems specific
to each district.
123. Perpetrators were reticent to talk to the
Commission for various reasons. The main reasons articulated were the
fear of being indicted by the Special Court or being called as a
witness by the Court and the fear of reprisals from their communities.
To remedy the problem, a sensitisation project targeted at ex
combatants was carried out by the local NGO, PRIDE, with funding from
the International Centre for Transitional Justice. The project lasted
for three weeks in March 2003. During the sensitisation, PRIDE
employees accompanied by statement takers travelled to areas with high
concentrations of ex-combatants. They conducted sensitisation sessions
with ex-combatants, which were immediately followed by statement
taking. The Commission felt strongly that an accurate narrative of the
conflict could not be developed if ex-combatants refused to participate
in the statement taking process.
124. In order to address the
low level of statements given by members of the Republic of Sierra
Leone Armed Forces (RSLAF), Campaign for Good Governance (CGG), another
Sierra Leonean NGO, organised awareness-raising campaigns in March 2003
for soldiers in various regions of the country. Commissioners and
senior staff, together with representatives of CGG, travelled to many
military installations. The purpose was to give more detailed
information on the TRC and its processes to the military and their
dependents in order to facilitate their participation. Copies of the
TRC Act and leaflets featuring questions and answers on the TRC were
distributed. The CGG also assisted in the airing of jingles on
statement taking on various radio stations in Freetown and in the
provinces in March 2003.
125. Although the TRC obtained full
co-operation from the RSLAF authorities, the number of statements given
by members of the military remained low. However, some military
personnel gave testimony during the hearings and others participated in
confidential interview sessions with the Commission.
126. The
Commission also collaborated with UNICEF and the Child Protection
Agencies (CPAs). A Framework for Co-operation was developed which led
to social workers of the CPAs identifying children to make statements
to the Commission. Following the development of this framework, another
training programme was carried out for statement takers in the three
regional headquarter towns and in Freetown on how to take statements
from children, and to introduce the statement takers to the social
workers from the CPAs.
127. The framework agreement on children
yielded mixed results. The level of co operation between statement
takers and social workers varied from district to district. In
addition, a variety of practical problems emerged. For instance,
children who were not recommended by social workers approached
statement takers in order to make statements. In a number of cases, the
statement takers decided to take the statements and contacted the
social workers afterwards to conduct follow-up assessments on the
children. In other cases, lack of time and other resources prevented
social workers from referring a sufficient number of children, forcing
statement takers to identify children themselves to ensure that the
voices of children were adequately represented in the Commission’s
overall proceedings.
128. The last group that did not initially wish
to collaborate with the Commission was the amputees. They insisted that
their participation was subject to the fulfilment of certain conditions
by the government. These conditions included the provision of housing,
a monthly allowance in cash, rice allocations, education for their
children, a reintegration allowance, medical treatment and assistance
with transport.
129. The War Affected Amputee Association of the
Aberdeen Road Camp, Freetown, issued a press statement in which they
explained the reasons for their non-cooperation:
“We understand
that there is a provision in the Lomé Peace Accord for War Affected
Amputees in this country. At this while, we have been waiting to see
the implementation of this provision in the Lomé Peace Accord. We have
had no statement from the Government and our living conditions are
becoming very appalling. We want to draw the attention of those
concerned and the Government of Sierra Leone, that a bill be passed
which could be accepted as a law for better care for amputees.
Otherwise, we are not prepared to talk to TRC. Finally, if these
problems are not addressed, no amputee will appear before the TRC.”
130. The
Commission made considerable efforts to address these problems. A
number of meetings took place between the Amputee Association and
senior staff of the Commission. A meeting was organised by the TRC
Working Group in February 2003 between representatives of the Amputee
Association and the Commission, where all the issues relating to their
participation were addressed. The amputees were sensitised to the fact
that the Commission did not have a budget of its own to fulfil any of
their demands. Furthermore, the Commission reiterated its independence
from the government. The Commission sought to emphasise that
participation in its proceedings would give amputees a forum to explain
their plight and to make an input to the recommendations and
reparations proposals.
131. These meetings resulted in an agreement
between the Amputees Association and the Commission on 15 March 2003.
Two members of the organisation were recruited as assistant statement
takers, to take statements from amputees.
132. Statement taking in
the Amputee Camp in Freetown started on 19 March 2003. Joint
sensitisation campaigns took place from 3 to 6 April 2003 in Bo,
Kenema, Kono, Makeni and Masiaka. TRC staff and representatives of the
Amputee Association of Freetown worked together to encourage amputees
to give statements to the Commission. Sensitisation exercises were
followed immediately by statement taking in the amputee camps in these
locations.
133. Amputees and war wounded victims testified during
hearings in all the districts of the country. The Amputees Association
and the War Wounded Association both participated in the thematic
hearings on reparations and reconciliation, making recommendations on
how their concerns should be addressed in the Commission’s final
Report. The Amputees Association and the War Wounded Association
participated actively in other Commission activities, such as the
National Reconciliation March on 6 August 2003 and in the national and
district workshops on reconciliation. Their local representatives were
elected to the District Reconciliation Committees in many of the
districts.
134. The Commission was uncertain as to whether women
would be willing to testify about sexual violence and rape. A number of
publications had referred to the “closed” nature of Sierra Leone’s
traditional societies and concluded that women would not be willing to
testify about their experiences for fear of stigmatisation by their
communities. To the Commission’s surprise and satisfaction, women
testified in large numbers and in great detail about their experiences.
While women were advised that they could request to give their
statements to a female statement taker, many of them declared that they
did not mind talking to male statement takers. Such testimonies enabled
the Commission to fully incorporate the experiences of women into its
work.
Conclusion of Statement Taking
135. The
statement-taking teams managed to cover the overwhelming majority of
chiefdoms in what turned out to be a largely successful exercise.
Nevertheless, logistical and time constraints impacted on the reach of
the statement taking teams. The statement takers had to work under very
tight time schedules and often under very difficult conditions.
136. Fewer
than ten statements were collected from each of the following
chiefdoms: Paki Masabong in Bombali District; Benducha, Kwamebai Krim,
Nongoba Bullom and Dema in Bonthe District; Penguia and Kissi Tongi in
Kailahun District; Gbane Kandor and Toli in Kono District; and Kagboro
and Timdel in Moyamba District.
137. Nine chiefdoms out of the 149 in
the Provinces were not covered at all by the initial statement taking
teams (Kissi Teng and Kissi Kama in Kailahun District; Mambolo and
Braiama in Kambia District; Gorama Mende in Kenema District; Neya in
Koinadugu District; Mafindor in Kono District; Sanda Magblonthor in
Port Loko District; and Mano Sakrim in Pujehun District). The reasons
mainly pertained to accessibility. The chiefdoms in Kambia District are
riverine and the Commission could not secure transport for its
statement taking team because of time constraints. The chiefdoms in
Kailahun, Koinadugu and Pujehun Districts are border areas with
Liberia. The precarious security situation in those locations prevented
the statement taking teams from visiting them.
138. Of the total of
7, 706 statements collected, 36% were collected from women and 5% from
children. Statements were recorded in 15 different languages, with the
major ones being Mende (40%), Krio (39%) and Temne (12%).
Data Processing
139. The
TRC made use of the Human Rights Information Management System (HRIMS).
This system is designed to perform the following functions:
- To document the complete list of statements gathered by the Commission;
- To index the statements enabling researchers and investigators to
access statements according to their own specific criteria, such as
those that made mention of diamonds or those that named a certain
perpetrator; and
- To allow a statistical analysis of the statements
in order to identify trends and patterns. Examples of analytical
questions included ascertaining the typical age of a forced recruit or
identifying the faction that targeted children to the greatest degree.
The Data Processing Pipeline
140. The
data processing system comprised four basic steps. It was called a
‘pipeline’ because, for every statement, each step had to be completed
before proceeding to the next.
141. The data processing steps are as follows:
Step 1 – Collection of Statements.
Step 2 – Classification and Coding:
The statements were analysed by coders to identify the victims,
perpetrators and violations. This information was recorded on paper
forms.
Step 3 – Database Entry and Cleaning:
The set of forms generated by each statement were inputted into the
database. As mistakes were inevitable, each entry was double-checked.
For example, if the forms indicated that a victim was killed twice then
this anomaly was corrected. Persons and violations that were described
more than once were merged to ensure that the numbers of abuses were
not exaggerated.
Step 4 – Generating Analytical Reports: The
information was extracted from the database in a form that could be
used by a statistician. Graphs and statistics were used to answer
research questions. These results were used to produce the statistical
report included in the Appendices and the statistical information
reflected in other chapters of the Commission’s report.
Classification and Coding
142. Classification
and Coding was the second step in the data processing pipeline.
Classification ensured that the database fitted the Sierra Leonean
context. The classified violations had to be representative of those
that typically occurred during the conflict. Once the classification
system was complete, the coding proceeded.
Vocabularies
143. The
classification system consisted of a number of “vocabularies”. A
vocabulary, sometimes referred to as a “thesaurus” or “taxonomy”, is a
controlled list of items. For example the “Sex” vocabulary has items
“Male”, “Female” and “Unknown”. The vocabulary listing locations was
arranged hierarchically. Each region contained a number of districts,
each district contained a number of chiefdoms and, finally, chiefdoms
contained towns and villages. Depending on the vocabulary the number of
items varies: hence, there are only three items under the “Sex” list,
while there are more than 4000 items for the “Locations” list. Coding
is so named because each vocabulary item has an associated code. For
example, the “Institutions” vocabulary contained a list of armed
factions – the Revolutionary United Front has the code “arm/ruf” and
the Sierra Leonean Army has the code, “arm/sla”. For brevity’s sake, it
was these codes that were reflected on the coding forms.
144. By
using a vocabulary, the facts within the narrative were reduced to a
distinct and countable set of values. This allowed the free text
narrative to be represented in the database and enabled the quantifying
and statistical study of the data. The vocabularies and database are
structured such that their use did not misrepresent or discard
information in the narrative. Without the use of vocabularies, patterns
within the data based on variables such as location, gender and
ethnicity would not have been identified. Ultimately it was possible to
illustrate the magnitude, trends and patterns of human rights
violations.
145. The vocabularies were created and tested by the
American Association for the Advancement of Science in March and April
of 2002. To ensure that the vocabularies were appropriate, a variety of
sources were used. Sources included input from local experts and the
examination of maps (supplied by the UN Office for the Co-ordination of
Humanitarian Affairs), as well as statements gathered by the TRC during
its preparatory phase of December 2002.
Classifying and coding the violations
146. Care
had to be taken to ensure that the item lists were complete and that
they avoided ambiguity or overlap between possible selections. Given
the large range of abuses perpetrated against victims, it was necessary
to devise categories that covered a range of perpetrator behaviours.
Without such categories, the list of violations would be unwieldy and
it would be difficult to ensure that each abuse in the statement fitted
into only one violation category. The Commission used a boundary
condition to indicate what behaviour was considered to be a violation.
For example, the assault violation boundary condition covered beating,
kicking, punching, whipping, stabbing and dropping victims from a
height.
147. It was noted that a victim could suffer most violations
more than once, with the obvious exception of killing. Therefore a
counting rule was required to ensure that the coders would count
violation repetitions consistently.
148. Consider a victim who is
being punched by one perpetrator. A second perpetrator then joins the
attack, repeatedly kicking the victim. This event could be interpreted
as either one assault by two perpetrators or, alternatively, as two
assaults. With a counting rule that states that one sustained period of
abuse counts as one violation, the example would count as one violation.
149. The example below illustrates the TRC assault violation with the associated boundary condition and counting rule:
150.
Ultimately the use of boundary conditions and counting rules ensured
that the coding of a violation was relatively objective.
Coding
151. Human
rights data is initially generated as a ‘free text’ narrative. Within
the narrative there may be mention of various violations, the places
they occurred, when they happened and who was involved as a perpetrator
or victim. Additional background facts about the various role players
may be included such as their ethnicity, religion and occupation.
152. The
coding exercise for the TRC captured essentially “who did what to whom,
when and where”. The “who” is the perpetrator. The “what” is the
violation committed by the perpetrator. The “whom” is the victim who
suffered the violation. The “when” is the date of the violation and the
“where” is the location of the violation.
Coding Model
153. The
model adopted by the TRC was based on that proposed by Dr. Patrick Ball
in his book entitled ‘Who did What to Whom?’. It is a model proven to
produce accurate statistical results. It has been used extensively by
other truth commissions and human rights documentation projects,
including the truth commissions in Haiti, Guatemala, South Africa and,
most recently, in Peru. The model used by the TRC allows for the
following complex situations:
a. Many victims:
the statement giver may describe violations that happened to one or
many victims. The statement giver may himself be a victim. The list of
victims may further include his friends, relatives, community members
or even groups of strangers. The statement giver may, for example,
discuss his own detention and subsequent torture in addition to his
wife’s killing or the abduction of his son.
b. Many violations: each
of the victims described in a particular statement may have suffered
several violations. For example, the statement giver’s son may have
been beaten and forced to work for his captors after his initial
adduction. Violations may be isolated or can happen as part of a
broader incident in which a sequence of abuses occurs.
c. Many perpetrators:
several perpetrators may have committed each of the violations
described in the statement. Furthermore, each of the identified
perpetrators in the narrative may have been responsible for several
violations. In other cases, though a perpetrator may not have directly
committed a violation, the statement may identify him as the person who
ordered the violation. Alternatively, where the names or nicknames of
the perpetrators are not known, it may be possible to determine at
least the responsible faction.
d. Many roles: an
actor is a broad term for a person or group described by the statement.
An actor can, at different times, be both a victim and a perpetrator.
For example, the statement giver’s son was a victim when he was
abducted, beaten and forced to do hard labour, but was a perpetrator
when he committed violations after his captors trained him to fight.
e. Many facets: some
details describing the profile of an actor can change over time – for
example their age and occupation. A statement can contain several
separate incidents in different years, with some actors involved in
more than one incident.
154. The forms used by the TRC reflected
the chosen coding model. Source and summary forms provided basic
details such as the statement number, the date it was coded and a
summary of the content. Person forms described each of the actors named
in the statement. Group forms were used for groups of unnamed victims
described in the statement. Incident forms were used to split the
statement into distinct, isolated events. Incident forms also allowed
persons to be identified as having authorised or ordered an incident.
155.
Act forms are used to describe violations, including when and where
they occurred and the responsible faction(s). Each act took place as
part of an incident. Actors on both the person and group forms could be
assigned as victims. Actors on the person forms could be assigned as
perpetrators. Biography forms were used if a statement described more
than one incident and reflected the changing circumstances of an actor,
such as his age or occupation.
Coding Completeness
156.
The coding exercise allowed for partial or incomplete information. A
system for coding ‘partial dates’ allowed for a situation where the
statement give knew only the month or year when the abuse occurred. For
example the coded date ‘00/05/91’ is the month of May in the year 1991
– the day is unspecified. This system of partial dates could also be
applied to dates of birth.
157. Where the precise town or
village where an event occurred was unknown, the coder attempted to
indicate the chiefdom or district where such information was available.
158.
Some background details, such as weapons used by the perpetrators or
relationships between actors, were captured in a special ‘remarks’
section of the coding form.
Staffing
159.
The Commission initially employed a team of 25 coders in March 2003.
They worked until November 2003 and were responsible for the coding of
over 9000 statements. They worked with all the statements gathered by
the TRC, as well as those collected for the CGG mapping project.
160. Training
of the coders took one week. Each trainee was provided with copies of
the vocabularies, and a manual explaining the coding procedure. The
training involved seminars, statement coding exercises, coding form
evaluations, discussion groups and peer review sessions.
161. It was
important that the work of the coders was consistent and reliable. For
example, where two coders work with the same statement form they should
identify the same victims and violations. The coders were given regular
tests in which they were handed the same statement to code. The results
were compared using a measure known as the ‘overall proportion of
agreement’. If the measure was 70%, this indicated that the coders
would identify the same victims and violations 70% of the time.
Experience has shown that it is realistic to attain measures above 80%.
Initially the test was conducted every two days. One week after the
training was completed, the 80% target was attained. Thereafter the
tests were conducted on a monthly basis.
162. Since coding entails
reading about a large number of atrocities, the coders also attended a
workshop on vicarious trauma and methods of coping with such trauma.
Database Entry and Cleaning
163. Data
Entry and Cleaning was the third stage of the data processing pipeline.
In this step the coded forms were entered into the database system,
where human rights violations data could be safely stored. Once a
significant amount of information had been entered into the database,
preliminary analysis began.
System Principles
164. Security
was a major concern in setting up the computer network. The database
contains names, addresses and contact details of statement givers.
Furthermore, the statements often named those alleged to be responsible
for abuses. The secrecy of such information had to be maintained,
particularly since many statements had been given in the strictest of
confidence.
165. As a general principle, the system used ‘open
source’ software. Commercial software products are costly and sometimes
contain “backdoors” that make it possible to gain entry to a computer
system. In contrast, ‘open source’ software is free and tends to be
more secure.
166. The following security measures were adopted by the TRC:
- The majority of the computers were ‘client machines’, meaning that they
connected to and updated the database but did not store any violations
information on their own hard-drives. All client machines were kept in
one data processing room that was locked when not in use.
- One
primary machine, the database server, stored the database of human
rights violations. The database server, statements and coding forms
were all held inside a reinforced ‘strong room’.
- A network
connected the client machines to the database server. The network was
isolated so that no database-related machine could share information
with other TRC computers or the Internet. Database output was printed
and given only to those who required it.
- All computers were
protected by passwords. Each data entry clerk was assigned a unique
user name so that changes to the database could be logged and audited
if necessary.
- Backups of the database were taken regularly to
protect against fire and theft. This precaution included off-site
backups that were sent abroad by secure means.
Hardware
167. The
TRC used nine computers in total, combining those borrowed from UNAMSIL
with those purchased by the IT Manager. All were desktop machines with
17” screens. Each was configured with a static IP address and was
networked via a router to the database server. The server machine was
provided by UNAMSIL. During the final months of the TRC’s work, the
server machine was returned and replaced by a more conventional desktop.
168. Some
delays in establishing the network meant that each client machine
maintained its own database for a short time. Once the network was
established these disparate databases were merged onto the central
server.
Software
169. The
Human Rights Data Analysis Group (HRDAG) within the American
Association for the Advancement of Science and Human Rights Programs
(AAAS/HRP) provided the database and client software. The chosen
system, ‘Analyzer’, is open source software specifically designed for
the storage and processing of human rights violations data. HRDAG was
able to apply modifications to the software specifically to meet the
requirements of the TRC.
170. All computers ran the operating system
known as ‘Red Hat Linux’. Originally Red-Hat 8 was used, later upgraded
to Red-Hat 9. The server used the PostgreSQL Database Management System
(DBMS) to store the data. The client programs for interacting with the
database were written in Java script.
171. The data entry work was a
relatively straightforward procedure. The database interface presented
a series of forms. These corresponded to the various coding forms. All
values on the coding forms were inputted into the database.
Data Cleaning and Quality Assurance
172. The
coding work involved sustained periods of concentration, often dealing
with complicated statements involving numerous actors and violations.
The data entry work was repetitive. Due to the nature of the work it
was understandable that, occasionally, the coders and data entry
workers would make mistakes, such as those set out below:
a. Data Entry: After
adding a violation, occasionally a data entry clerk would forget to add
the victim or perpetrator, instead proceeding directly to the next
violation. This oversight was easily solved, by producing a list of
violations with missing victims or perpetrators, recovering the
relevant coding forms and entering the missing information.
b. Coding: When
working with a complex statement, a coder sometimes entered the wrong
victim or perpetrator of an act. Such problems tended to be more
difficult to fix, because it was necessary to re-read the whole
statement and check all the coding thoroughly.
173. Some of the more elaborate accuracy checks on statements included:
- To ensure that the violations were geographically feasible. For
example, in the first year of the conflict, the fighting was largely
confined to Bo, Kenema, Pujehun and Kailahun Districts. Some statements
reported abuses outside these areas. The statements were checked for
location and date and corrected as appropriate.
- To observe the
lineage of ethnicity (through the father). In cases where the ethnicity
of the father or a sibling was known, this ethnicity was applied to
relatives as appropriate.
- Where a violation had more than one
perpetrator faction, to establish whether those factions collaborated
to commit the act. If a statement implied collaboration between
factions, it was checked to see if this combination of factions was
consistent with known conflict trends.
174. The coding exercise aimed
to reproduce the quantifiable content of the statements in a faithful
manner. Corrections did not deviate from this principle.
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